globalchange  > 气候变化事实与影响
CSCD记录号: CSCD:6479380
论文题名:
区域金融发展影响能源效率的阶段性特征
其他题名: Stage characteristics of financial development boost energy efficiency
作者: 杨越1; 成力为2
刊名: 科研管理
ISSN: 1000-2995
出版年: 2019
卷: 40, 期:4, 页码:871-880
语种: 中文
中文关键词: 金融发展 ; 能源利用效率 ; 能源配置效率 ; 门槛效应
英文关键词: SBM ; financial development ; energy efficiency ; industrial structure ; SBM ; threshold effect
WOS学科分类: ECONOMICS
WOS研究方向: Business & Economics
中文摘要: 完善的金融系统通过规模扩张,结构调整以及效率提升为资源的有效利用与合理配置提供有力支持,探索金融发展对能源效率的影响机理和传导路径,挖掘金融发展促进能源效率提升的有效途径,对于把握我国能源效率现状和制定有效的金融政策有着指导性的意义。本文抓住金融发展的系统性特征,将规模、结构和效率同时纳入金融发展分析框架,探讨金融发展对能源效率的影响机理和传导路径,并充分考虑产业结构调整可能对结论产生的非线性影响,选取2000- 2014年中国省域数据,利用非期望方向性距离函数、协整检验、门限回归等方法,探讨金融发展对能源效率的影响机理和阶段性特征,为破除我国能源效率提升瓶颈和制定阶段性的金融发展政策提供理论依据。结果表明:(1)金融规模扩张、结构调整和效率提升分别通过缓解技术改进融资约束和优化资源配置两个渠道影响能源技术利用效率和能源配置效率;(2)由于生存性生产、隐性累积效应和资源配置内在激励等问题的存在,金融发展对能源技术利用效率以及配置效率的影响并不是简单的线性关系,而是随着产业结构的调整表现出显著的阶段性特征: ①相较于能源利用效率,金融发展对能源配置效率的影响受产业结构大环境影响更为敏感; ②银行信贷与资本市场的扩张在促进能源效率方面存在阶段性替代效应;③市场主导型的金融结构调整能够更好的提升能源配置效率。
英文摘要: Much attention has been paid to the environmental problem caused by poor efficiency of energy use. Most of all,we should realize the problem such as global warming and the frequent appearance of the " haze" weather. For sustainable development in all regions,it is necessary to take measure to solve the problem above,and undoubtedly,efficiency improvement is the route one must take to alleviate the contradiction between energy supply and demand and to alleviate the pressure of environmental protection. In recent years,it has been a matter of great concern on the ways of energy - saving and emission - reduction supported by financial system. How to relieve the financing constraints of enterprise technological innovation,and to improve the optimal allocation of regional resources,as well as the transmission path to push forward progress in energy - saving and emission - reduction, is question which is still worth discussing. Perfect financial system can provide strong support through scale expansion, structure adjustment and efficiency promotion for resources rational allocation and utilization. It is of guiding significance to grasp the current situation of energy efficiency in China and formulate effective financial policies to explore the impact mechanism and transmission path of financial development on energy efficiency. Chinas low regional energy efficiency is reflected in two aspects: usage and allocation. On the one hand,low technology level and extensive energy use have seriously affected the improvement of energy efficiency,high cost of equipment retrofits and technological innovations and the trade - offs of consistently low energy price make the company less efficient in internal energy efficiency development,Combining with a longer return on investment which causes serious external financing constraints. On the other hand,the substitution of elements that deviate from the optimal combination of factors makes the energy allocation efficiency decline,factor market imperfection,and the government's price control on primary energy causes the energy price to be seriously underestimated. The relative price distortion of capital,labor and energy makes the micro - enterprises usually lack of motivation for technological innovation or improvement under the trade -off of cost and revenue,continuing using low - cost energy for factor replacement to maintain production. Some progress has been made in theoretical research on the impact of financial development on energy efficiency both here and abroad,but there are still some limitations. Firstly,in terms of the selection of financial development indicators,the existing literature pays less attention to the systemic integrity of financial development,depicts financial development only from the perspective of scale,ignores the impact of changes in financial structure and improvement of financial efficiency on energy efficiency. Therefore,it makes the conclusion biased because it can not cover all the essentials of financial development. Secondly,there are abundant models to test the relationship between financial development and energy efficiency,but most of these models are linear ones. This paper argues the complex non - linear relationship between financial development and energy efficiency,which is resulted in the differences of regional resource endowment,economic level and industrialization degree. This non - linear relationship is also the main reason for the inconsistency of the existing literature on the direction and extent of the impact of financial development on energy efficiency.
资源类型: 期刊论文
标识符: http://119.78.100.158/handle/2HF3EXSE/155881
Appears in Collections:气候变化事实与影响

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作者单位: 1.清华大学公共管理学院
2.大连理工大学经济管理学院,
3.,
4.大连, 北京
5.辽宁 100084
6.116024, 中国
7.大连理工大学经济管理学院, 大连, 辽宁 116024, 中国

Recommended Citation:
杨越,成力为. 区域金融发展影响能源效率的阶段性特征[J]. 科研管理,2019-01-01,40(4):871-880
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